THANK YOU FOR YOUR INTEREST in Securities & Investment Planning Company.

Our firm frequently has employment opportunities, please contact us by email to learn what positions may be available at employment@siponline.com.

-----------------------------------------------------------------------------------------------

Securities & Investment Planning Company, headquartered in Chatham, New Jersey, is a full service retail and institutional brokerage firm providing a broad spectrum of financial services, with extensive experience in the service and construction of portfolios for institutional investors, high net-worth individuals, corporations, retirement plans, and trusts.

We provide high quality customer service from proficient order execution to creative, objective thinking and a genuine commitment to help our diverse clientele attain their investment goals. At Securities & Investment Planning Company, you will find cost-effective approaches to meeting clients' investment needs, through fast scanning of the competitive markets to attain the best price possible, effective order execution, and strategies that allow clients to leverage their investments efficiently. We combine an understanding of fundamental research with a focus on the momentum of the markets to arrive at a realistic current-market approach. Our insight into today's market grows out of our extensive experience and permits us to distinguish and capitalize on today's opportunities and challenges in ways that may benefit you and your clients.

Securities & Investment Planning Company offers a wide range of products, including options, equities, fixed income, mutual funds, annuities, and insurance-related products. We have a particular strength with options, employing a variety of hedging strategies as well as spreading techniques that we believe are appropriate to various market conditions—strategies and techniques that can help you provide value-added input to your client portfolios.

We also feature a variety of fixed income products that include treasuries, high yield corporates, agencies, and municipals. Our vast array of contacts, both institutional and private, can help you not only find the product your client is seeking, but also obtain a competitive price. We have relationships with virtually all mutual fund families, allowing you to recommend an array of choices to your clients. Fixed and Variable Annuities are also available through numerous A+ rated insurance companies. Our Investment Banking Division brings a broad range of expertise that can be focused on the particular needs of a small or emerging business. We specialize in the complex capital needs of small growth companies with undervalued or undiscovered market potential.

We provide among the best trading capabilities in the industry. Access to the floors of all major exchanges enables us to execute larger client orders quickly and efficiently. For orders of less than 10,000 shares or 50 options, we use state-of-the-art electronic order routing that delivers execution in seconds. Our strategic contacts in the investment community are experts in their respective fields and can help us to find the other side of a trade for large volume orders. Upon special request, we can serve as a market maker in NASDAQ securities.

We use Jefferies & Company, Inc. as our primary Clearing Firm. Jefferies & Co, is a well known and respected firm in the Securities Industry and a member of the NYSE, FINRA and SIPC.

Through our web site (www.siponline.com), your clients can also enjoy the benefits of online access to account balances, positions, and the history of transactions. Moreover, you can access your customers' account information from you desktop in a user-friendly Windows™ based environment, which allows you to execute orders within seconds, while speaking with your clients.

Our web site is designed to assist both our reps and our clients to enjoy the benefits of account access created by advances in technology.

We strive to create a professional environment and team atmosphere in which individuals draw on the collective exchange of ideas and the resources and opportunities available. This allows your clients to benefit from the insights of several market professionals. Overall, we offer a profusion of investment strategies and stress strong but attainable gains. Our approach can help you to achieve the desired results for your current clients while also growing your client base. Our mix of products and positive work environment, encouragement of independence, higher payouts, and no proprietary products, as well as our full back office support, enables us to attract and retain established financial professionals in every area of our business.

Securities & Investment Planning Company has a commitment to excellence and integrity that is reflected in our personnel, our business relationships, and our products. Please fax or e-mail your resume and a cover letter to our Human Resources Department at employment@siponline.com or 973-701-8118.

Siponline.com and zootrade.com are trademarks of Securities & Investment Planning Company