• Each transaction must be covered with funds in the account prior to entering an order.
• For each account you wish to open with us, a separate Profile Form must be submitted.
• You must be 21 years of age to open an account.
• For each account opened a complete set of new account forms must be submitted and proof of identification with a government issued identification number must also be submitted.
• Securities & Investment Planning Company can only accept accounts from residents and resident aliens of the United States.

Before completing this form, please read the General Disclosure Statement, the Privacy Statement, the Payment for Order Flow, Limit Orders & Market Orders Disclosure Statements, the Disclosure Statement on Margin, and the Disclosure Statement on Day Trading. Securities & Investment Planning Company provides these statements in accordance with regulatory requirements and in the best interest of our clients.