Personal Approach

Investment strategies can seem complicated, but they don't have to be. The success of the Private Client Services Division of Securities & Investment Planning Company derives from the discipline we incorporate in our own portfolio decisions. By employing well-planned approaches that work for us, Securities & Investment Planning Company is able to present alternatives that can meet a variety of investment needs.

The Private Client Services Division has assembled a team with an average of over 25 years of investment experience. Our skilled professionals are selected based on their industry knowledge and outstanding qualifications.

Our Financial Consultants use their understanding of your short- and long-term goals to customize individual investment strategies. We present information about risk as clearly and accurately as possible. From the beginning of each client relationship, our Private Client Services team helps to examine and answer questions, keeping your goals and priorities as the focus of our work.

Private Client Services offers the added benefits of:

• Monitoring and reviewing portfolios in a timely manner to ensure proper management;
• Utilizing our extensive experience in diversification;
• Evaluating financial priorities and risk tolerance as they apply to individual portfolios;
• Expanding our knowledge of securities markets and their participants to better serve you;
• Offering ideas, advice, and information tailored to address your specific needs;
• Dedicating ourselves to providing personal attention to every client.

In addition, we can work with clients who acquire restricted securities or hold control securities to determine whether they are eligible to trade these securities under the Securities and Exchange Commission (SEC) Rule 144. Our Premier 144™ service helps clients to develop and implement an effective strategy for using restricted/control stock. Strategies include hedging, borrowing, liquidating, and diversifying. We will also assist clients in the registration of eligible securities.

No matter what your investment goal, our professional management team can provide you with service and information designed to help you achieve it.

For more information on joining the Private Client Services Group, please e-mail privateclientservices@siponline.com.