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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
1st Quarter, 2006
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
37.0 |
63.0 |
| NYSE |
54.0 |
20.6 |
33.4 |
| TRIM |
23.9 |
5.7 |
18.2 |
| BRUT |
7.8 |
1.3 |
6.5 |
| ARCA |
7.5 |
2.4 |
5.1 |
| NFSC |
6.8 |
6.8 |
0.0 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
8.4 |
91.6 |
| AMEX |
27.5 |
8.8 |
18.7 |
| BRUT |
14.2 |
5.8 |
8.4 |
| ARCA |
8.4 |
3.1 |
5.3 |
| TRIM |
49.9 |
3.7 |
46.2 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
8.1 |
91.9 |
| ARCA |
52.5 |
6.1 |
46.4 |
| NITE |
24.2 |
0.0 |
24.2 |
| INET |
2.3 |
0.0 |
2.3 |
| CICF |
2.7 |
0.0 |
2.7 |
| LSCI |
3.1 |
0.0 |
3.1 |
| BRUT |
13.8 |
4.9 |
8.9 |
| NFSC |
1.4 |
1.4 |
0.0 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
0.0 |
100 |
| AMEX |
1.5 |
0.0 |
1.5 |
| CBOE |
21.6 |
0.0 |
21.6 |
| ISE |
69.6 |
0.0 |
69.6 |
| PCSX |
2.3 |
0.0 |
2.3 |
| PHLX |
2.9 |
0.0 |
2.9 |
| BOXX |
2.1 |
0.0 |
2.1 |
Order Routing Report Archives
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