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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
2nd Quarter, 2003
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100.0 |
36.7 |
63.3 |
| NYSE |
1.30 |
0.65 |
0.65 |
| TRIM |
65.20 |
18.7 |
46.5 |
| ISLAND |
3.5 |
0.00 |
3.5 |
| FISV |
2.4 |
2.4 |
0.00 |
| MADF |
27.3 |
14.9 |
12.4 |
| ARCA |
0.30 |
0.00 |
0.30 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100.0 |
15.6 |
84.4 |
| ERNS |
16.8 |
6.2 |
10.6 |
| ASE |
6.2 |
0.00 |
6.2 |
| TRIM |
3.3 |
0.00 |
3.3 |
| ISLAND |
60.3 |
5.6 |
54.7 |
| MADF |
11.2 |
3.9 |
7.3 |
| ARCA |
2.2 |
0.00 |
2.2 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100.0 |
16.8 |
83.2 |
| ARCA |
1.0 |
0.00 |
1.0 |
| NITE |
42.8 |
7.2 |
35.4 |
| FISV |
2.8 |
2.4 |
0.00 |
| ISLAND |
41.2 |
2.4 |
38.7 |
| UCAP |
2.6 |
0.00 |
2.6 |
| HILL |
2.5 |
0.00 |
2.1 |
| MADF |
6.9 |
4.6 |
2.2 |
| SOES |
.05 |
0.00 |
.05 |
| GSCO |
.03 |
.03 |
0.00 |
| BRUT |
.05 |
0.00 |
.05 |
| DATK |
.07 |
0.00 |
.07 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100.0 |
51.1 |
48.9 |
| AMEX |
68.9 |
50.1 |
17.8 |
| CBOE |
7.7 |
.095 |
7.6 |
| ISE |
19.5 |
0.00 |
19.5 |
| PCSX |
1.8 |
0.00 |
1.8 |
| PHLX |
2.1 |
0.00 |
2.1 |
Order Routing Report Archives
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