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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
2nd Quarter, 2005
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
31.7 |
68.3 |
| NYSE |
28.2 |
10.9 |
17.3 |
| TRIM |
58.7 |
13.5 |
45.2 |
| FISV |
2.9 |
2.9 |
0.0 |
| ARCA |
6.7 |
2.9 |
3.8 |
| FANC |
3.5 |
1.5 |
2.3 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
21.3 |
78.7 |
| AMEX |
17.2 |
11.7 |
5.5 |
| ERNS |
0.0 |
0.0 |
0.0 |
| FISV |
6.8 |
0.0 |
6.8 |
| ARCA |
9.9 |
0.0 |
9.9 |
| TRIM |
63.7 |
9.6 |
54.1 |
| FANC |
2.4 |
0.0 |
2.4 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
22.2 |
77.8 |
| ARCA |
44.2 |
14.8 |
29.4 |
| NITE |
28.3 |
4.5 |
23.8 |
| INET |
4.5 |
0.0 |
4.5 |
| UCAP |
4.4 |
0.0 |
4.4 |
| CICF |
1.4 |
0.0 |
1.4 |
| FISV |
2.8 |
1.7 |
1.1 |
| LSCI |
2.7 |
0.0 |
2.7 |
| FANC |
2.6 |
1.1 |
2.6 |
| BRUT |
9.1 |
1.2 |
7.9 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
0.0 |
100.0 |
| AMEX |
3.1 |
0.0 |
3.1 |
| CBOE |
26.3 |
0.0 |
26.3 |
| ISE |
52.4 |
0.0 |
52.4 |
| PCSX |
7.5 |
0.0 |
7.5 |
| PHLX |
4.4 |
0.0 |
4.4 |
| BOXX |
6.3 |
0.0 |
6.3 |
Order Routing Report Archives
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