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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
2nd Quarter, 2006
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
31.3 |
68.7 |
| NYSE |
32.5 |
18.7 |
13.8 |
| TRIM |
39.7 |
5.2 |
34.5 |
| BRUT |
9.8 |
1.3 |
8.5 |
| ARCA |
9.1 |
1.2 |
7.9 |
| NFSC |
6.5 |
5.4 |
1.1 |
| INET |
2.4 |
0.0 |
2.4 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
2.9 |
97.1 |
| AMEX |
15.7 |
1.4 |
14.3 |
| BRUT |
5.7 |
0.0 |
5.7 |
| ARCA |
3.6 |
0.0 |
3.6 |
| TRIM |
70.1 |
1.6 |
68.5 |
| NFSC |
4.9 |
4.9 |
0.0 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
9.1 |
90.9 |
| ARCA |
45.5 |
5.2 |
40.3 |
| NITE |
28.0 |
1.2 |
26.8 |
| INET |
4.9 |
0.0 |
4.9 |
| CICF |
1.6 |
0.0 |
1.6 |
| LSCI |
1.4 |
0.0 |
1.4 |
| BRUT |
14.1 |
0.0 |
14.1 |
| NFSC |
4.5 |
2.7 |
1.8 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
0.0 |
100.0 |
| AMEX |
2.1 |
0.0 |
2.1 |
| CBOE |
28.0 |
0.0 |
28.0 |
| ISE |
61.1 |
0.0 |
61.1 |
| PCSX |
4.7 |
0.0 |
4.7 |
| PHLX |
3.0 |
0.0 |
3.0 |
| BOXX |
1.1 |
0.0 |
1.1 |
Order Routing Report Archives
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