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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
3rd Quarter, 2005
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
31.3 |
68.7 |
| NYSE |
35.8 |
10.3 |
25.5 |
| TRIM |
35.6 |
14.3 |
21.3 |
| BRUT |
15.2 |
5.8 |
9.4 |
| ARCA |
10.9 |
1.1 |
9.8 |
| INET |
2.5 |
0.0 |
2.5 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
31.8 |
68.2 |
| AMEX |
23.0 |
12.2 |
10.8 |
| BRUT |
24.6 |
9.0 |
15.6 |
| ARCA |
5.1 |
2.0 |
3.1 |
| TRIM |
47.3 |
9.5 |
37.8 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
19.3 |
80.7 |
| ARCA |
40.7 |
9.3 |
31.4 |
| NITE |
27.2 |
4.7 |
22.5 |
| INET |
4.9 |
0.0 |
4.9 |
| UCAP |
6.7 |
0.0 |
6.7 |
| CICF |
4.3 |
0.0 |
4.3 |
| LSCI |
5.6 |
2.4 |
3.2 |
| BRUT |
10.6 |
2.9 |
7.7 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
0.0 |
100.0 |
| AMEX |
3.9 |
0.0 |
3.9 |
| CBOE |
28.3 |
0.0 |
28.3 |
| ISE |
43.4 |
0.0 |
43.4 |
| PCSX |
12.2 |
0.0 |
12.2 |
| PHLX |
6.3 |
0.0 |
6.3 |
| BOXX |
5.9 |
0.0 |
5.9 |
Order Routing Report Archives
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