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SEC Rule 11Ac1-6 Report-Securities & Investment Planning Company
4th Quarter, 2005
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on the NYSE
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
21.9 |
78.1 |
| NYSE |
41.7 |
13.5 |
28.2 |
| TRIM |
17.5 |
4.1 |
13.4 |
| BRUT |
28.4 |
1.2 |
27.2 |
| ARCA |
8.2 |
2.0 |
6.2 |
| INET |
2.0 |
0.0 |
2.0 |
| NFSC |
2.2 |
1.1 |
1.1 |
Securities Listed on the AMEX
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
9.5 |
90.5 |
| AMEX |
33.8 |
3.8 |
30.0 |
| BRUT |
26.2 |
0.0 |
26.2 |
| ARCA |
7.6 |
0.0 |
7.6 |
| TRIM |
32.4 |
5.7 |
26.7 |
Securities Listed on the NASDAQ
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
14.0 |
86.0 |
| ARCA |
60.3 |
8.1 |
52.2 |
| NITE |
14.5 |
2.3 |
12.2 |
| INET |
2.9 |
0.0 |
2.9 |
| UCAP |
2.2 |
0.0 |
2.2 |
| CICF |
1.6 |
0.0 |
1.6 |
| LSCI |
1.4 |
0.0 |
1.4 |
| BRUT |
13.4 |
1.8 |
11.6 |
| NFSC |
3.7 |
1.8 |
1.9 |
Exchange Listed Options
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
| Total (%) |
100% |
0.0 |
100 |
| AMEX |
5.9 |
0.0 |
5.9 |
| CBOE |
20.6 |
0.0 |
20.6 |
| ISE |
54.8 |
0.0 |
54.8 |
| PCSX |
6.1 |
0.0 |
6.1 |
| PHLX |
7.4 |
0.0 |
7.4 |
| BOXX |
5.2 |
0.0 |
5.2 |
Order Routing Report Archives
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